Writing a research proposal

Patients can facilitate drawing up a relevant and feasible research proposal.
Nowadays, many funding bodies require more than just a letter of support from a patient organisation.

 Deze informatie in het Nederlands

"Patients have greatly highlighted the importance of my research to funding bodies and the government. By communicating this, the importance becomes clearer and grants may be awarded more quickly."
Researcher during focus group meeting at UMCU

The added value of patient involvement in the design phase

Patient representatives can provide valuable input on research design. This collaboration will generate many benefits:

  • It will show funding bodies that end users consider the subject matter to be relevant and important.
  • It will result in more participants, because patients make recruitment more practical and feasible, by making the written requests for research participation more reader-friendly for instance.
  • It will result in lower dropout rates because patients help to make the study less burdensome and provide advice on how it can better respond to their daily concerns.
  • It may expose ethical sensitivities in your research and patients can provide advice on solutions.
  • It will identify opportunities for patient involvement later in your research.
  • It will make you aware of the need to reserve a budget for involvement later in the study.
  • It will increase the chance of a positive assessment by the funding body’s patient panel.

 

"If an expert by experience is consulted, your own blind spots are often exposed. That can be confronting and may at times result in adjustments to your research. But the patient representatives’ fresh look will ultimately help your research project. And that’s what it’s all about."
Researcher at Radboud university medical centre clinic

How to involve patients in your research proposal

There are many ways to involve patients in your research proposal. This will depend on the objective and resources available. You can ask patients about their experiences, or even include them in the project group. There is therefore no set guideline. Involvement from start to finish is important. The kick-off to participating in the project is collaborating on a research proposal.  

For your research proposal to have real added value, it is important to involve patients as early as possible. Contact patients or patient organisations at an early stage, so that patients can still put forward ideas while the proposal has not already been finalised.

Keep in mind that patient organisations are increasingly setting requirements in terms of how they want to be involved and the time they require. See, for example, the criteria set by the Dutch Depression Society (in Dutch).

Communicate clearly. Explain how a research proposal is written. Also make it clear that the application may not be successful.

Here too, it is important to properly coordinate everyone’s role with the patients involved. For which aspects or parts will they be expected to provide input? And in what way? Patient input can, for instance, be of added value for the following aspects:

  • objective
  • patient and other outcome measures
  • logistics
  • patient information
  • dissemination
  • implementation

Also give patients the opportunity to indicate what they themselves would want to contribute thoughts on. A tool that can help with this is 'Beoordelingscriteria van onderzoeksvoorstellen door patiënten' (Truus Teunissen) (in Dutch).

One option for drawing up a research proposal is to approach a patient organisation for collaboration. Most patient organisations already have much experience in this area. However, more and more organisations are setting conditions for their involvement.

There are also other ways of involving patients in drafting a research agenda. These include, for example, a department’s or organisation’s patient panel or an active group of advocates in the region. Alternatively, consult patients through a focus group.

These alternatives are particularly interesting if you wish to involve a specific patient group that is underrepresented in the patient organisation or if there is no patient organisation for this patient group. This could be the case if you want to conduct research with children or the elderly on a specific type of disorder, or for prevention research.

Also see De juiste ervaringsdeskundigen vinden (Finding the appropriate experts by experience).

An Example: the Harteraad Patient Organisation
An example of patient involvement in this phase is the work of the Experts by Experience Group of the Harteraad Patient Organisation. This group is composed of experts by experience with cardiovascular diseases. Researchers can consult the group for advice before they submit their research proposal for funding. They can provide advice on relevance, communication and safety for the participants.

If you wish to know more on this type of involvement, consult Harteraad’s website.  

Tip: If you have children participating in your study, adapt your communication to their perceptual world. This can be done, for example, in the information letters. The website Kind en Onderzoek (Children and research) (in Dutch) provides tools and tips for communicating with children. Consult them on the reader-friendliness and comprehensibility of your letters. Additional information on the involvement of children can be found on the De juiste ervaringsdeskundigen vinden page (Finding the appropriate experts by experience).

You are also advised to check the grant conditions of the fund to which you are going to submit your application well in advance. The grant conditions often state how patients are to be involved in this phase and how they will assess the proposal.

The conditions will differ per fund and programme. It is therefore important to always check this carefully.

Additional information on patient involvement and grants can be found on the Omgaan met voorwaarden van subsidiegevers page (Dealing with funding bodies’ conditions).

The joint research proposal will hopefully be the kick-off for long-term collaboration in the research project and perhaps even beyond.

Use the design phase to draw up a plan together with the patients or patient organisation for involvement in the follow-up of the research. You will of course include these plans in the research proposal.

The Participatiematrix (Involvement Matrix) is a good source for obtaining a better understanding of the ways in which you can to put arrangements in place with patients for involvement in the project.

Another good starting point is the book Zeggenschap in wetenschap (in Dutch) (‘Having a say in science’) by Tineke Abma and Jacqueline Broerse (2007). The book provides an action plan for setting up involvement together: 

  • Preparatory work and exploratory phase – includes creating support and starting collaboration with patients or patient partners
  • Refinement – drawing up a list of topics from the individual parties; this must at least include patients
  • Prioritisation or assessment – identifying criteria for weighing topics for each party and ranking the topics in order of importance
  • Connecting and dialogue – initiating dialogue between different parties; this must at least include patients
  • Programming – drawing up an integrated agenda and turning it into an action plan
  • Implementation – defining and executing specific projects/activities

The FIRST model is also useful here. This model provides tools for structural partnerships between patients and researchers in clinical and medical research (Hewlett et al. 2006; de Wit et al. 2015).

"We held a focus group with patients about palliative care. Researchers think, ‘We shouldn’t bother this group too much.’ But the patients actually wanted to be asked how they were feeling every day. They didn’t appear to consider this to be ‘bothering’, rather it gave them a feeling of security."
Researcher in a focus group at University Medical Center Utrecht (UMCU)

How to involve patients in your research project

During your project, you might include a patient representative in the project group as a research partner (also see the FIRST model). This will allow you to continuously focus on the patients’ standpoint. Patient representatives can be included in a focus group for reflection purposes. Another option is consulting individual patients in the course of the study. For example, if you want to gain a better understanding of the burden of your study on participating patients.

"We considered the addition of tissue diagnostics to be important to the study. We expected that patients would find this burdensome or would take this as a reason not to participate. Upon enquiry, this appeared to be unfounded. If we minimised the burden (as little tissue as possible, while under anaesthesia) and properly explained the added value, they would have no objections. This kind of feedback is extremely helpful."
A researcher

A selection of methods and tools for involving patients, including manuals, can be found at the bottom of this page. All available methods, tools and publications can be found in our Kennisbank (knowledge database). 

The NIHR | involve knowledge database is also a relevant source of data.

In the section voldoen aan voorwaarden van subsidiegevers (meeting the requirements of funding bodies), you can read how funding bodies assess patient involvement in the writing of your research proposal and what requirements they set for patient involvement in the rest of your project. It also describes how the patients’ councils of health funds and other funding bodies assess research proposals.

As of March 2023, medical ethics review committees (MERCs) have been asking researchers how they collaborate with patients in their research. You can read an explanation of this new method used by the CCMO (Central Committee on Research Involving Human Subjects) in the knowledge base article Patiëntenparticipatie bij de METC-aanvraag (in Dutch) (Patient involvement in the MERC application).

Contrary to popular belief, patients provide valuable input to all types of research and in all phases of research, even though their input is more apparent in applied and clinical research. In these types of research, patients are able to contribute their thoughts on relevance, objectives and patient-related and other outcome measures.

But the input of patients on relevance and objectives in fundamental and translational research can also be important. Moreover, contact with patients inspires researchers and keeps them focused on ‘why they are doing it’.

The Rheumatology department of the Sint Maartenskliniek at Radboud UMC has gained experience with this in recent years.

Focus points

  • Involve patients in a project from start to finish – not only during the proposal phase
  • Involve patients at different levels (e.g. in the project group as a research partner and for consultation at specific decision points)
  • Facilitate by means of training sessions or a buddy, for instance, for the best possible involvement options for the patient
  • Ensure collaboration on an equal footing. Be responsive to patients as much as possible: appointment times, use of understandable language, etc.
  • Contact a patient organisation well in advance (not two days before the start)
  • Consulting literature is supplementary to the patients’ standpoint, but is insufficient for a full picture.  
  • Beware of assumptions about the wishes of patients in research. Ask them!
  • If you are unable to involve patients in writing your research proposal, you can always involve them later in your research.

Patient involvement per research phase